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ControlBook



From the publisher website or publicity Regulatory compliance can be burdensome.  But the cost of non-compliance can be devasting.  SunGard's ControlBook solution solves both concerns for securities record keepers.

Keywords
17 CFR
240.17Ad-10
account key
account outstandings
account transactions
accounts
automated matching
compliance
control
Control book
CUSIP
electronic work tickets
out-of-balance
over-issuances
record keepers
regulatory compliance
securities records
transactions
work ticket


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