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Bush Nominates Democrats to SEC
George Bush, President Bush, Security and Exchange Commission, SEC, Roel Campos, market regulation, Christopher Cox, Senate Banking Committee, Harvey Goldschmid
cont354988.htm
WorldCom Accountant Sentenced
WorldCom, WorldCom trial, WorldCom sentence, corporate reporting, accountant, WorldCom accountant, WorldCom and fraud, fraud sentence, Bernie Ebbers
cont365888.htm
Former Cendant Executive Receives 10 Years
Cendant, Fraud, E. Kirk Shelton, CUC, SEC and fraud, Sarbanes-Oxley and fraud, corporate fraud, merger and fraud, M&A and fraud
cont365887.htm
Control Documentation Tool Requirements
Sarbanes-Oxley automation, Sarbanes-Oxley and automation, Sarbanes-Oxley software, SOX software, automated tools, automation, internal control and documentation, internal controls, Basel II and automation, HIPAA and documentation, IT audit,control documentation, COSO, COBIT, auditing and documentation, internal control and monitoring
cont330946.htm
PCAOB Ban On Tax Shelter Advice
PCAOB, Public Company Accounting Oversight Board, Big 4, KPMG, auditing, tax planning, tax return, Sarbanes-Oxley and material weakness, auditor, auditing and material weakness, tax shelter
cont362428.htm
Former WorldCom CFO Settles
WorldCom, Scott Sullivan, CFO, Chief Financial Officer, class action, WorldCom class action, Bernie Ebbers,WorldCom and Arthur Andersen, fraud
cont362417.htm
Ollila Named Chairman of Shell
Shell, Royal Dutch Shell, Nokia, Chairman, Finnish business, Dutch business, oil industry
cont365885.htm
Tax-shelter Ban Likely for Auditors
auditor, auditors, auditing, auditors and tax, PCAOB, auditors and tax, audit and tax, tax planning, Sarbanes-Oxley and audit, Sarbanes-Oxley and tax, KPMG
cont347783.htm
Market Risk
market risk, market risk management, risk management, liquidity risk, market, pricing,credit risk, operational risk, Value-at-Risk, VaR, liquidity risk, Almonde, Almonde Basel II, Basel II, IAS 39, risk manager, trading, traders, risk trading, mark-to-market, OTC, Fischer Black, Black-Scholes, Global Margin Server
cont329637.htm
CIBC Settles Enron Case With $2.4bn
Canadian Imperial Bank of Commerce, CIBC, Enron, Enron Corporation, Citigroup, J. P. Morgan Chase, class-action, class-action securities, Sarbanes-Oxley and Enron, WorldCom class-action
cont365882.htm
A&L Call For Data Sharing
Alliance & Leicester, A&L, consumer debt, debt levels, banking interim results, UK banking results, indebtedness, credit risk
cont365877.htm
Deloitte Audit Income Overtakes Tax
Audit, auditing, Deloitte & Touche, auditor, auditing, audit income, tax, tax advice, auditing and tax, Sarbanes-Oxley and auditing, Sarbanes-Oxley and accountants, Sarbanes-Oxley and foreign companies
cont365874.htm
McKillop Joins RBS Board
Royal Bank of Scotland, Chairman, Deputy Chairman, AstraZeneca, corporate governance
cont365876.htm
Sarbanes-Oxley Automated Tools
Sarbanes-Oxley Act, Sarbanes-Oxley compliance, Sarbanes-Oxley and automation, automated tool, Sarbanes-Oxley and tools, Sarbanes-Oxley and testing, Hyperion, SOX Express, OpenPages, section 404, 404, 404 compliance, internal control, internal controls, 302, financial reporting, internal control documentation, SOX, internal control testing, internal controls and testing, internal control automation,
cont329443.htm
Shell $90m to Settle Restatement Lawsuit
Shell Group, Royal Dutch, employees, oil and gas, restatement, Employee Retirement Income Security Act, ERISA, ERISA plans, New Jersey, The Netherlands
cont330936.htm
Internal Control Documentation Tools
Sarbanes-Oxley and automation, Sarbanes-Oxley automation, Sarbanes-Oxley tools, Sarbanes-Oxley and documentation, SOX and documentation, Basel II, Graham-Leach-Bliley, internal controls and documentation, documentation tools, internal controls testing, Sarbanes-Oxley and warehousing, control objectives, control objective documentation
cont330914.htm
Cox Before Senate Banking Committee
Christopher Cox, SEC nominee, Securities and Exchange Commission, SEC, Banking Housing and Urban Affairs Committee, nominations, President Bush
cont362423.htm
SEC Planning For Collapse of Big 4 Accounting Firm
SEC, Securities and Exchange Commission, Sarbanes-Oxley and Big 4, Big 4, accounting firms, Sarbanes-Oxley and accounting, auditor, audit, auditors, auditing, Big Four, Christopher Cox, SEC Chairman, KPMG, Deloitte Touche,
cont329404.htm
Morgan Stanley Appoints Chief Legal Officer
Morgan Stanley, chief legal officer, legal officer, regulatory, John Mack, Perelman, Credit Suisse First Boston
cont335320.htm
SportingBet Buys ISC Entertainment for $39m
online gambling, gambling, internet gambling, SportingBet, ISC Entertainment, Antigua and gambling, U.S. gambling, gambling websites
cont365878.htm
Fidelity Served With Wells Notice
Fidelity Investments, Fidelity, mutual funds, SEC, Securities and Exchange Commission, Wells Notice, SEC investigation, SEC and Boston, gifts and gratuities, traders and gifts, NASD
cont362420.htm
Wachovia Posts Stellar Results
Wachovia, Wachovia Corporation, bank results, quarterly results, SouthTrust, Charlotte, North Carolina bank, credit quality, net income
cont342060.htm
Global Security Alliance New Member
Secude IT Security, Sarbanes-Oxley and security, Sarbanes-Oxley and IT, Sarbanes-Oxley and SAP, Global Security Alliance, foreign issuers, Sarbanes-Oxley and European companies
cont354987.htm
Ebbers Handed 25 Years
Bernie Ebbers, WorldCom, fraud, Sarbanes-Oxley and fraud, Sarbanes-Oxley and WorldCom, Sarbanes-Oxley and sentence, conspiracy, securities fraud,
cont330940.htm
CA Appoints Sun Man As Internal Audit
Computer Associates, CA, accounting, internal audit, audit, auditing, Audit and Compliance Committee, risk management, internal controls, section 404, VP, Sun Microsystems, SOX compliance, Sarbanes-Oxley and audit, Sarbanes-Oxley and internal audit
cont365870.htm
Sarbanes-Oxley Consultant
Sarbanes-Oxley compliance, Sarbanes-Oxley jobs, Sarbanes-Oxley contracts, Sarbanes-Oxley and internal controls, Sarbanes-Oxley and testing, Sarbanes-Oxley and auditing, internal controls, section 404, IT governance, Sarbanes-Oxley and IT governance, SOX consultant,management testing, user access, staff segregation, testing strategies,auditing, Sarbanes-Oxley and Europe, IT Controls, 404 jobs
cont329634.htm
Validian Available On-Demand
Validian, Validian Corporation, OTC BB, VLDI, application-level security, Wrapped Apps, Software as a Service,enterprise-class software, Sarbanes-Oxley and applications, Sarbanes-Oxley and access levels
cont348378.htm
CFOs Call For Leeway on SOX
Sarbanes-Oxley, Sarbanes-Oxley compliance, Section 404, Section 404 extension, CFO, Chief Financial Officer, SME, Small business, internal control, internal controls, SEC roundtable, roundtable,
cont329403.htm
Wachovia Sarbanes-Oxley Complaint
Wachovia, Sarbanes-Oxley and whistleblowing, whistleblower, Sarbanes-Oxley and banks, banks and whistleblowing, fixed-income, collaterized debt obligations, CDO, CDOs, section 301
cont330733.htm
Credit Risk Explained and Tools
risk, credit risk software, credit risk management, credit risk, derivative risk, market risk, operational risk, strategic risk, credit, derivative, derivatives, current exposure, potential exposure, credit limits, credit lines, exchange traded derivatives, OTC derivatives, CDO Manager, RiskMetrics, Basel II Capital Manager, Basel II, SunGard, Adaptiv, Quantifi, Quantifi risk, Exchange traded instruments, counterparty risk
cont329374.htm
SilentWhistle Expands Feedback Suite
SilentWhistle, web-based, ethics, ethics reporting, Sarbanes-Oxley and Ethics, Sarbanes-Oxley and whistleblowing, whistleblower, section 301, substance abuse, SOX and whistleblowing, 301 compliance, SilentHotline, SilentAlert, SilentSuggestion, SilentQuestion, SilentSurvey
cont330640.htm
CyrusOne and SAS-70
CyrusOne, SAS-70, SAS-70 Type II, AICPA, American Institute of Certified Accountants, audit, control activities, Sarbanes-Oxley and SAS-70, Sarbanes-Oxley and audit, Sarbanes-Oxley and IT
cont362422.htm
ReinsuranceRe Holdings Wells Notice
CEO, RenaissanceRe Holdings, RenaissanceRe, reinsurance, Wells notice, Wells notices, SEC, Bermuda, Bermuda and insurance, insurance, reinsurance, restatement
cont362421.htm
Amex Cuts CardSystems Loose
CardSystems, American Express, Visa, Visa USA, MasterCard, credit card, credit card transactions, transaction processing, identity breach, identity
cont342059.htm
JP Morgan Settles Enron for $2.2bn
JP Morgan, class action, litigation, Enron, Texas court, Investment bank, investment litigation, Enron class action, University of California,UC, lead plaintiff, earnings charge, Citigroup
cont329357.htm
ActivCard Chairman Announced
ActivCard, ActivCard chairman,Chairman, identity management vendor, digital identities, digital identity, Komag, Ariba, corporate governance, board appointment
cont342062.htm
Perjury Charge Against Scrushy Dropped
HealthSouth, Richard Scrushy, Scrushy, Justice Department, HealthSouth Corporation, HealthSouth and fraud, perjury, Securities and Exchange Commission, SEC, SEC civil case, insider trading
cont330941.htm
Advanced Energy Receives Nasdaq Confirmation of Compliance
Advanced Energy Industries, Advanced Energy Industries and Nasdaq, Nasdaq listing, Sarbanes-Oxley and Nasdaq, Section 404 and Nasdaq
cont330938.htm
GMAC Cuts SOX Costs By 50% With RMC
GMAC Commercial Mortgage, GMACCM, Sarbanes-Oxley and financial services, Sarbanes-Oxley and costs, compliance costs, Risk Management Compass, Sarbanes-Oxley and risk management, Basel II and risk management, .NET framework, .NET, credit risk ,market risk, liquidity risk, operations risk, Sarbanes-Oxley and .NET
cont330928.htm
Wal-Mart Applies For Bank Licence
Wal-Mart, Wal-Mart Stores, U.S. retailing, credit card transactions, debit card transactions, industrial bank, industrial banks, Utah, Utah and banks
cont342058.htm
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