home

Articles

Blog

Books

Tools

Links

FAQ Page


Regulation Articles and definitions

PG&E for SOX Express
SOX Express, Sarbanes-Oxley Express, OpenPages, enterprise compliance management, section 302 and automation, section 404 and automation, internal controls and documentation, Sarbanes-Oxley and energy, PG&E
cont366050.htm

Basel II Glossary
Basel II jargon, Basel II glossary, capital adequacy, glossary, banking and risk, financial risk
cont366057.htm

Millenium Settles Market Timing Allegations
Millenium Partners, hedge funds, mutual fund scandal, market timing, fraudulent, chief operating officer, COO, general counsel, SEC and enforcement, Eliot Spitzer, mutual fund trading
cont365983.htm

SAS 70 Type II for Cogistics
Cogistics, SAS 70 Type II, audit system, payment system, Sarbanes-Oxley and SAS 70, supply chain management, American Institute of Certified Public Accountants, Section 404 and audit, internal controls and audit, COSO framework and audit
cont365999.htm

Refco Legal Action
Refco, Refco Capital Markets, Beeland,
cont365903.htm

SOX Express and Caremark
Sarbanes-Oxley and automation, section 404 and automation, Sarbanes-Oxley tools, Caremark, Sarbanes-Oxley and pharmaceuticals, section 302
cont365941.htm

GM and Delphi SEC Probe
General Motors, Delphi, GM, Securities and Exchange Commission, SEC, SEC and enforcement, Grand Jury, pensin, pension fund
cont365909.htm

Refco Warned
Refco, significant deficiency, internal controls, SEC
cont365899.htm

SOX Costs Still High
SOX costs, Sarbanes-Oxley costs, SOX surveys, Sarbanes-Oxley and automation, Foley and Lardner, Section 404 costs,
cont365896.htm

Verizon Appoints SEC Chief Accountant
SEC and directors, SEC and accounting, accountants, chief acccountant, Verizon Communications,
cont365978.htm

Navarre Regains Listing
Sarbanes-Oxley and delisting, Navarre, Navarre Corp, de-listing, delisting, trading symbol, E, Form 10-Q, section 302, section 906, auditing standards, NASDAQ
cont365967.htm

Compassoft Buys Wimmer
Compassoft, Wimmer Systems, Data Compliance System, real-time audit, electronic signatures, Sarbanes-Oxley and spreadsheets, Electronic Records and Electronic Signatures Rule, section 404 and records management, internal control and records, section 404 and spreadsheets
cont365944.htm

Business Process Briefing
FileNet, BearingPoint, Celent, business processes, loan origination, Basel II and forum, Sarbanes-Oxley and forums, USA Patriot Act, rules management
cont365974.htm

Material Weakness At Alico
Alico, material weakness, Sarbanes-Oxley and staff, journal entries, Sarbanes-Oxley and income tax,
cont365930.htm

IFRS Criticised In KPMG Survey
International Financial Reporting Standards, IFRS, KPMG surveys, IFRS and surveys, European accounting, U.S. accounting
cont365971.htm

SEC Loses Regulation FD Case
SEC, SEC and enforcement, Siebel, Securities and Exchange Commission, Reg FD, fair disclosure, SEC and legislation
cont365905.htm

BearingPoint Controller
BearingPoint, Sarbanes-Oxley and Controller, SEC reporting
cont366002.htm

Board Governance Via Internet - SEC
corporate governance, SEC and directors, SEC and proxy, proxy voting, Christopher Cox, corporate governance and Internet, board elections
cont365970.htm

Sarbanes-Oxley Costs Stil High
Sarbanes-Oxley costs, Section 404 costs, compliance costs, Sarbanes-Oxley and automation
cont365894.htm

SAS 70 for Coastal Technologies
SAS 70, auditing, Coastal Technologies, CTGi, detail processing, Sarbanes-Oxley and SAS 70, audit and risk assessment,
cont365979.htm

Oversight Claims SOX Savings
Sarbanes-Oxley and monitoring, Oversight Systems, continous monitoring, Sarbanes-Oxley and automation, Compliance Matrix, Fortune 500, internal controls and automation
cont365935.htm

Iron Mountain and Orchestria
Iron Mountain, Orchestria, active policy management, data protection, Digital Archives, electronic records management, Real-Time prevention, SOX and records management
cont365943.htm

Manchester Fire Service Biometrics
Greater Manchester, Fire Service, biometrics, biometric, Smart Human Logistics
cont365927.htm

NASDAQ Expands
NASDAQ, Shareholder, shareholder communications, investor relations, Evaluation Assurance
cont366073.htm

Model N Conference 2006
Model N, revenue management, Sarbanes-Oxley and Pharmaceutical, Sarbanes-Oxley and medical, government pricing, compliance rebates, life sciences, Sarbanes-Oxley compliance, SOX tools
cont366137.htm

Intel Promotions
Intel Press Release, marketing, chief technology officer, CTO,
cont365977.htm

Navarre Delisting
Navarre, NASDAQ, section 302, section 906, Sarbanes-Oxley and delisting, delisting, E
cont365936.htm

Sarbanes-Oxley Glossary
Sarbanes-Oxley glossary, Sarbanes-Oxley and associations, SOX and internal controls, Sarbanes-Oxley and controls, SOX and COSO, control environment, entity level, activity level, financial reporting, general controls, control objectives, integrity and ethics, ISACA, ITGI, SEC, segregation of duties, SOX
cont365949.htm

SEC Investigates Pensions
SEC Investigation, General Motors, Delphi, pensions, SEC investigations, FASB and pensions
cont365918.htm

CIO-Connect CEO Moves On
CIO-Connect, NCC, National Computing Centre, Impact Programme
cont365931.htm

ISS Adds Section 404 2006 p
ISS, Institutional Shareholder Services, proxy voting, section 404 performance, Sarbanes-Oxley and Section 404, Sarbanes-Oxley and corporate governance, corporate governance, CEO pay
cont365953.htm

Bell Microproducts
COO, Chief Operating Officer, Bell Microproducts
cont365973.htm

Edifecs Transaction Manager
Edifecs, Edifecs Transaction Manager, healthcare IT, healthcare software, health management, Edifecs Healthcare, business performance management, J2EE tools, J2EE and business performance
cont366092.htm

RLI Internal Audit
Sarbanes-Oxley and internal audit, Internal auditors, internal audit department
cont365952.htm

NYFIX Appoints Auditors
NYFIX, Sarbanes-Oxley and audit committee
cont365950.htm

Internal Controls Glossary
internal controls, section 404 and internal controls, control activities, control environment, COSO, material weakness, PCAOB, internal control and risk, significant deficiency,
cont365948.htm

Collins to Delist
Collins, delisting, SEC Filing, Sarbanes-Oxley and delisting, section 404 and delisting, stock split
cont365914.htm

Silicon Image CFO
Silicon Image, Sarbanes-Oxley and consulting, compliance and consulting
cont365921.htm

Immucor Class Action
Class Action, Georgia,
cont365901.htm

Mobius and Sapphire
Mobius, content-centric, Sapphire, Orlando, SAP, Mobius Management Systems, MOBI, Sapphire 06, Paris, ViewDirect
cont366331.htm

Other Regulation pages

1

2

3

4

5

6

7

8

Regulation tools.

Regulation books.

Regulation Links


See our Sarbanes-Oxley compliance, load testing and Financial Glossary pages.
Articles   Books   FAQ Page   home   Jobs   Links   Reviews Page   Tools  
Booklist   books   Measurement   Testing   Tools