Finance Articles and definitions

Non-Profits Would Fail SOX
Sarbanes-Oxley and non-profits, non-profit and audit, audit committee
cont366373.htm

PortAuthority Goes Global
PortAuthority, Information Leaks, ILP, automated discovery, confidential information, FIPS 199, NIST 800-53A, IP, content monitoring, Sarbanes-Oxley and PortAuthority, SOX, HIPAA, Payment Card Industry
cont366350.htm

Wells Fargo and Reveleus for Basel II
Basel II tools, capital adequacy, Basel II and capital adequacy, credit capital, credit risk, market risk, operational risk, Basel Committee, Oracle and i-Flex, Reveleus
cont366157.htm

RiskWatch On IT Risk
RiskWatch, IT risk assessment, risk management, risk forms, asset values, FFIEC, Federal Financial Institutions
cont366353.htm

Sarbanex-Oxley and Automation
Sarbanes-Oxley Act 2002, Sarbanes-Oxley automation, Sarbanes-Oxley and automation, automated tools, automated testing, auditors and automation, audit automation, internal control, SOX automation, Sarbanes-Oxley compliance, section 404 and automation, section 404, Basel II, load testing, SEC, PCAOB
cont329408.htm

Bear Stearns and RiskMetrics
Bear Stearns, Wall Street and tech, investment bank and risk, risk management and banks, RiskMetrics Group, WealthSET, Global Clearing Services, VaR, XLoss, stress testing, portfolio construction
cont366115.htm

Algorithmics and Citigroup Credit Risk Model
Citigroup, Algorithmics, credit risk, credit risk management, risk management tools, risk models, enterprise risk management, risk modelling, financial risk, Risk Architecture Group, risk manangement, risk analytics, credit quality, counterparty, risk measurement, capital management, market risk, Hybrid Probability of Default, credit risk models,
cont366081.htm

NCH and SAS 70 Type II
SAS 70 Type II, SAS 70, NCH, coupon redemption, control activities, Sarbanes-Oxley and control activities, Sarbanes-Oxley and auditing, internal audit, NCH and SAS
cont366144.htm

NaviStar and Compel
sales compensation, compensation and automation, Centive, Compel, NaviSite, Sarbanes-Oxley and sales, Sarbanes-Oxley and payroll, sales and performance, IT Services
cont366133.htm

IT People On the Move
Guidance Software, Federal Reserve Bank, Sanmina-SCI, ActivIdentity, digital identities, trusted
cont366127.htm

Intel Development Program
Intel Press Release, emerging markets, developing countries, Intel World Ahead, connectivity, education,
cont366291.htm

Japan Eyes U.S. Penalties
Japanese Finance, Sarbanes-Oxley and Japan, Enron, WorldCom, FSA, Financial Services Agency, Livedoor, financial statements, Sarbanes-Oxley and foreign companies, SenSage, OpenPages
cont366119.htm

Model N Revenue Management
Model N, revenue management, Sarbanes-Oxley and revenue management, Sarbanes-Oxley and life sciences, usability, price monitoring, best price, Federal Supply Schedule
cont366156.htm

Homeland Security Buys Nexus
Homeland Security Capital, Nexus Technologies, security integration, corporate security, government security, access control, perimeter security, bomb detection, bomb detection
cont366142.htm

Wolseley and Sarbanes-Oxley
SOX Express, Sarbanes-Oxley Express, OpenPages, enterprise compliance management, section 302 and automation, section 404 and automation, internal controls and documentation, Sarbanes-Oxley and UK, Wolseley, Sarbanes-Oxley and NYSE
cont366044.htm

Vodafone Mulls Verizon Stake
Vodafone, Vodafone and Verizon, Verizon
cont366121.htm

Archipelago Sells Wave
Archipelago Holdings, Archipelago, Merrill Lynch, SEC and M&A, Pacific Exchange, PCX, equities trading, electronic trading, NYSE
cont366107.htm

Mercury Q1 Results
Mercury press release, Mercury, Mercury Interactive, Mercury BTO, BTO,
cont366310.htm

X_Trader 7
Synthetic order, Stop Market, Stop Limit, timed orders, Market On Open, Market If Touched, Limit If Touched, Iceberg, Growler, X_Trader,X_Risk,BrokerTec, Sydney Futures Exchange, derivatives tools, hedge fund tools, securities tools, trading tools, trading software
cont366038.htm

CBOT Sees Trading Leap
CBOT, Chicago Board of Trade, electronic trading, financial options,
cont366037.htm

Lloyds TSB and Reveleus for Basel II
Basel II software, Basel II tools, Basel II Solution, Reveleus, capital adequacy, FSA, credit risk, credit risk tools, securitisation, Lloyds TSB, banking software
cont366003.htm

NASDAQ Completes Shareholder.com
NASDAQ, shareholder com, NASD, investor relations, web casts, annual report, global fulfillment, Sarbanes-Oxley whistleblower, SOX whistleblower
cont366132.htm

Legislation and Enforcement Glossary
legislation, enforcement, glossary, U.S. government, UK government, regulatory bodies, financial regulation, finance legislation, financial regulators
cont366104.htm

Small Companies Competiveness and SOX
Sarbanes-Oxley and small companies, FEI, Financial Executives International, SEC, Small Public Company Task Force, Section 404 costs, Section 404 and small companies, Advisory Committee, Sarbanes-Oxley costs
cont365992.htm

Sarbanes-Oxley Added Value
Sarbanes-Oxley and costs, Tower Group, asset management, SOX and asset management, internal control and investment, asset managers, SOX and Tower Group
cont365951.htm

NASD Fines Oppenheimer & Co
NASD, Oppenheimer & Co, Breakpoint Sweep, discount practices, mutual fund, mutual funds and regulation
cont366061.htm

Bloomberg Options-Trading Launched
options trading, options tools, trading tools, trading platforms, National Asssociation of Securities Dealers, NASD, electronic equity, equity options, U.S. options, Bloomberg, Bloomberg Tradebook, trading strategies, execution strategies, custom-designed options, profit profile, electronic agency brokerage, brokerage tools, institutional investors
cont366018.htm

Testing Entity-Level Controls
Sarbanes-Oxley and control environment, control environment, COSO, section 404 and control environment, internal controls, Committee Of Sponsoring Organizations of the Treadway Commission, integrity, ethics, Sarbanes-Oxley and CMM, CoBIT
cont365926.htm

Sarbanes-Oxley Unsustainable says FEI
Sarbanes-Oxley surveys, SOX surveys, Sarbanes-Oxley and costs, Internal controls and management, FEI, FERF, section 404 and costs, section 404 and costs, Form 10-k
cont365940.htm

Sanmina-SCI Delays Filing
Sanmina-SCI, Form 10-K, internal controls and 10-K, Section 404 and Form 10-K, SOX and Form 10-K
cont366012.htm

Sarbanes-Oxley and Control Automation
Internal controls and automation, Sarbanes-Oxley and automation, section 404 and automation, automated controls, Sarbanes-Oxley and audit
cont365904.htm

Federal Agencies on Risk
SEC, elevated risk, structured finance, federal agencies, SEC and internal controls, financial institutions, SEC and risk management, finance transactions, Federal Reserve System, Federal Deposit Insurance Corporation, Office of the Comptroller of the Currency, Office of Thrift Supervision, Securities and Exchange Commission
cont366316.htm

Internal Control and Invoicing
Carreker Corporation, Sarbanes-Oxley and financial services, Sarbanes-Oxley and invoices, Basel II compliance, TrackPoint, Sarbanes-Oxley and shipping, MatchPoint, audit trails, Gramm-Leach-Billey software, Basel II software,
cont365988.htm

Milipore and MarkView
Milipore, MarkView, 170 MarkView, accounts payable, financial processes, Oracle E-Business, Oracle tools
cont366138.htm

Derivatives Glossary
derivatives glossary, derivatives jargon, glossary, hedge fund glossary, financial glossary, derivative terms
cont366056.htm

Refco Losses Hid For Decade
Refco, bankruptcy, Refco IPO, fraud, false and fraudulent, SEC filing, futures broker, Delaware, auditors, Sarbanes-Oxley and trading
cont365924.htm

Municipal Bonds On Bloomberg
Bloomberg Professional, municipal bond, municipal benchmark yield curves, total return index, total return, bond index
cont366034.htm

PG&E for SOX Express
SOX Express, Sarbanes-Oxley Express, OpenPages, enterprise compliance management, section 302 and automation, section 404 and automation, internal controls and documentation, Sarbanes-Oxley and energy, PG&E
cont366050.htm

OnBase and Pennsylvania
Enterprise Content Management, ECM, Hyland, Pennsylvania, Public Sector tools, OnBase, payment and automation, records management
cont366031.htm

Basel II Glossary
Basel II jargon, Basel II glossary, capital adequacy, glossary, banking and risk, financial risk
cont366057.htm

Other Finance pages