home

Articles

Risk Blog

Traders Blog

Books

Tools

Links

FAQ Page


Exempt securities

Google
 
Web www.software-risk.co.uk

Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements.

Copyright © 2005, Campbell R. Harvey. All Worldwide Rights Reserved. Do not reproduce without explicit permission.

Related Articles
Securities Act of 1933
securities
Listed security
Investment bank
Internal market
Insider Trading & Securities Fraud Enforcement Act of 1988 (ITSFEA)
Free right of exchange
Flower bond

Similar Areas

Finance Items

Selected Books

Keywords

Exempt securities

exempt

securities

Securities Act of 1933

margin requirements

SEC Act of 1934

government bonds

government agencies

munis

commercial paper

private placements


See our Sarbanes-Oxley compliance, load testing and Financial Glossary pages.
Articles   Books   FAQ Page   home   Jobs   Links   Reviews Page   Tools  
Booklist   books   Measurement   Testing   Tools