home

Articles

Risk Blog

Traders Blog

Books

Tools

Links

FAQ Page


Beneficial Owner

Google
 
Web www.software-risk.co.uk

As used for most purposes under the federal securities laws. A beneficial owner of stock is any person or entity with sole or shared power to vote or dispose of the stock. This SEC definition is intended to include a holder who enjoys the benefits of ownership although the shares may be held in another name.

Copyright © 2005, Campbell R. Harvey. All Worldwide Rights Reserved. Do not reproduce without explicit permission.

Related Articles
Stock
Equitable owner
Distribution stock
Dirty stock
Derivative
Correction
Control stock
Common stock/other equity

Similar Areas

Finance Items

Selected Books

Keywords

Beneficial Owner

owner

federal securities laws

stock

power to vote

power to dispose


See our Sarbanes-Oxley compliance, load testing and Financial Glossary pages.
Articles   Books   FAQ Page   home   Jobs   Links   Reviews Page   Tools  
Booklist   books   Measurement   Testing   Tools