Web www.software-risk.co.uk

Brokerage house clerical operations that support, but do not include, the trading of stocks and other securities. All written confirmation and settlement of trades, record keeping, and regulatory compliance happen in the back office.

Copyright © 2005, Campbell R. Harvey. All Worldwide Rights Reserved. Do not reproduce without explicit permission.

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Back office

brokerage

brokerage house

clerical operations

non-trading

settelement

record keeping

regulatory compliance